Compliance Archives - Page 3 of 5 - CRUX Compliance Practitioners

Tribunal reinforces honesty, integrity and procedural principles in three recent matters

Justin Joannides June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence By Compli-Serve Recent decisions from the Financial Services Tribunal have once again highlighted the importance of honesty, integrity, disclosure and procedural fairness within South…

The great relicensing: How CoFI will reshape financial services

Justin Joannides June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch Moneyweb reports that South Africa’s long-awaited Conduct of Financial Institutions (CoFI) Bill is moving closer to implementation and could trigger one of the…

Source of funds more than just collecting documents

Justin Joannides June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch By Compli-Serve Many accountable institutions are comfortable verifying a client’s identity, but source of funds checks often remain a blind spot. A certified…

Money laundering convictions overturned

Justin Joannides June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch Mpumalanga High Court (Mbombela) Parties: Mncwango v State (A39/2025) [2026] ZAMPMBHC 46 (29 May 2026) Judgment date: 29 May 2026 Keywords: Criminal law…

Enforcement notices for PoPIA and PAIA breaches

Justin Joannides June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch Fairsure, Gray Swan, GQM and Louw Risk fined R4.98 million for FICA compliance failures The Financial Sector Conduct Authority (FSCA) has imposed administrative…

Discovery Life ruling places renewed spotlight on claims governance and TCF obligations

Justin Joannides June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch When it comes to Severe Illness Benefit claims, the illness itself – not the paperwork that confirms it – is the decisive event,…

AML Amendment Bill signals major expansion of FICA compliance obligations

Justin Joannides June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch The General Laws (Anti-Money Laundering and Combating Terrorism Financing) Amendment Bill (B15-2026) was formally introduced into the National Assembly on 27 May 2026…

Succession or sale options at retirement

Justin Joannides May 4, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch Succession or sale options at retirement By Lee Rossini As financial planners approach retirement, succession planning should be a strategic decision rather than…

Shadow AI emerges as a growing POPIA risk for South African businesses

Justin Joannides May 4, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch Shadow AI emerges as a growing POPIA risk for South African businesses ITWeb reports that corporate efforts to control artificial intelligence adoption may…

RMCPs under scrutiny

Justin Joannides May 4, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch RMCPs under scrutiny as regulators target weak implementation CityWire reports that regulators are continuing to take action against financial services providers with inadequate…

Category: Compliance