Crux Compliance Practitioners

Compliance Stewardship

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We support the letter and spirit of the law

Crux Compliance Practitioners are an independent Christian based compliance practice registered with the Financial Services Conduct Authority since March 2005. It was started by financial planners, for financial planners.

We are a value-based compliance offering and seeks to partner with Financial Service Providers who share the same vision for the Financial Services Industry. We support both the letter and the spirit of the law.

 

We have a dynamic team that strive for excellence

Meet our Team

 

Mr JB Joannides CPrac (SA)

Justin has been approved compliance officer with the financial services board since 2011, he previously held senior management positions within industry and has over 15 years’ experience in financial services which include operations, client service and distribution.

Mrs N Joannides

(Business Administration) – Natalia has a number of years’ experience in management and assist us with our training and accounts departments.

Ms. P Soma CPrac(SA)

Pervina is our compliance associate in Johannesburg South. Our partnership with Pervina provides us with greater understanding of the changing financial services landscape.

Mrs. S Venter

Suzette is our compliance associate in Mpumulanga. Suzette has over 10 years’ experience in compliance management. She is an invaluable asset to our team.

Adding context to your choices

OUR LATEST BLOGS

Five tips for building a BEE plan

Broad–based black economic empowerment (BEE) is an economic transformation advancement policy to ensure the meaningful participation of black people in the economy of South Africa. The objective of the BEE plan is to control enterprises and assets through direct...

Stop the avalanche of regulations: Investec bosses

From Legal Brief Today Investec has become the latest bank to join the growing chorus call from financial institutions for government to fast-track structural reforms to jump-start the economy. BusinessLIVE reports that CEO Fani Titi and Richard Wainwright, who heads...

Can advisers afford to avoid crypto?

CompliNEWS | Financial Service Intelligence Watch   Advisers who chose to ignore crypto may be unaware of the transformation the market has undergone in recent years, as demand for the assets soared and regulators started to take notice. In this podcast by FT...

Preventing meeting overload

| By Lee Rossini of CompliNews |   Whether meeting in person or online, attending too many meetings can be overwhelming. This is especially true now, as many employees are still working from home. Casual conversations that once took place around the watercooler...

Three benefits of a four-day workweek

| By Lee Rossini of CompliNews |   The impact of Covid-19 has led to many people rethinking and reimagining their future lives. Besides the need to work, activities that have become increasingly important and the focus of many employees whose lives previously...

FSCA Fraudulent Emails

From CompliNEWS FSCA warns the public against 'Fraudulent e-mail purporting to come from FSCA' The Financial Sector Conduct Authority (FSCA) would like to warn the public against a group of individuals who are fraudulently impersonating the FSCA. The individuals are...

Cyber Security Breaches

From CompliNEWS Cyber insurance and data breaches, with case studies It is said that it is only a matter of time before a failure to implement basic cyber security protocols will result in claims against directors and officers (D&O) in South Africa – as is already...

FIC Guidance on Risk Compliance Management Programmes

From CompliNEWS FICA Comments on the draft Guidance Note 7A Chapter 4 (RMCP) and draft Public Compliance Communication 114 due 2 May 2022 The Financial Intelligence Centre (FIC) has called for comment by 2 May 2022 on: Draft Guidance Note 7A (draft GN 7A) Chapter 4...

TOP 22 LEGAL DEVELOPMENTS 2022 – Webber Wentzel

1. COMPANY LAW We expect a revised draft of the Companies Amendment Bill will be published and tabled in Parliament early this year. The revised amendments may come into force this year. 2. BLACK ECONOMIC EMPOWERMENT We expect a panel will be appointed to provide a...

PoPIA Direct Marketing

From CompliNEWS PoPIA and electronic direct marketing Direct Marketing is defined in the Protection of Personal Information Act (POPIA) as 'marketing aimed at an individual with the direct or indirect purpose of selling goods or services or to solicit a donation of...