Crux Compliance Practitioners

Compliance Stewardship

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We support the letter and spirit of the law

Crux Compliance Practitioners are an independent Christian based compliance practice registered with the Financial Services Conduct Authority since March 2005. It was started by financial planners, for financial planners.

We are a value-based compliance offering and seeks to partner with Financial Service Providers who share the same vision for the Financial Services Industry. We support both the letter and the spirit of the law.

 

We have a dynamic team that strive for excellence

Meet our Team

 

Mr JB Joannides CPrac (SA)

Justin has been approved compliance officer with the financial services board since 2011, he previously held senior management positions within industry and has over 15 years’ experience in financial services which include operations, client service and distribution.

Mrs N Joannides

(Business Administration) – Natalia has a number of years’ experience in management and assist us with our training and accounts departments.

Ms. P Soma CPrac(SA)

Pervina is our compliance associate in Johannesburg South. Our partnership with Pervina provides us with greater understanding of the changing financial services landscape.

Mrs. S Venter

Suzette is our compliance associate in Mpumulanga. Suzette has over 10 years’ experience in compliance management. She is an invaluable asset to our team.

Adding context to your choices

OUR LATEST BLOGS

FSCA suspends over 1 000 licences and imposes record fines of almost R1bn

From CompliNEWS | Financial Service Intelligence Watch FSCA suspends over 1 000 licences and imposes record fines of almost R1bn The Financial Sector Conduct Authority (FSCA) has reported a significant increase in its regulatory actions for the 2024 financial year. In...

FSCA issues warning on fraudulent FAIS regulatory examinations

From CompliNEWS | Financial Service Intelligence Watch Wednesday FSCA issues warning on fraudulent FAIS regulatory examinations The Financial Sector Conduct Authority (FSCA) has issued Communication 38 of 2024 to address the rising incidents of fraud related to the...

FSCA Determination of new regulatory fees effective 1 October 2024

From CompliNEWS | Financial Service Intelligence Watch FSCA General Notice 1 of 2024: Determination of new regulatory fees effective 1 October 2024 In FSCA Communication 36 of 2024, the Financial Sector Conduct Authority (FSCA) has announced the publication of General...

FIC Annual Report highlights key role in asset recovery

CompliNEWS | Financial Service Intelligence Watch FIC Annual Report highlights key role in asset recovery The Financial Intelligence Centre (FIC) has played a critical role in recovering more than R98.5 million in criminal proceeds during the 2023/24 financial year....

Dept of Labour: Almost half of workplaces non-compliant

From CompliNEWS | Financial Service Intelligence Watch Almost half of workplaces non-compliant - Meth Legalbrief today Following weeks of joint compliance enforcement raids by the Department of Employment and Labour in restaurant establishments across the country...

Regulator urges public sector to submit PAIA reports

From CompliNEWS | Financial Service Intelligence Watch Regulator urges public sector to submit PAIA reports The Information Regulator (IR) has raised concern that the public sector is not submitting their Promotion of Access to Information Act (PAIA) section 32 Annual...

Mika Finansiele Dienste (Pty) Ltd (FSP 2046) Non Compliance FIC

From CompliNEWS | Financial Service Intelligence Watch FSCA imposes R1.1m administrative sanction on Mika Finansiele Dienste (Pty) Ltd (FSP 2046) due to significant FICA compliance failures The Financial Sector Conduct Authority (FSCA) has issued an administrative...

SA emerges as key digital asset hub

From CompliNEWS | Financial Service Intelligence Watch South Africa emerges as key digital asset hub amid growing crypto adoption in Africa Africa's emerging economies are showing significant potential for digital asset adoption, with South Africa leading the charge...

Selecting AML screening provider

From CompliNEWS | Financial Service Intelligence Watch Best practices for selecting an anti-money laundering (AML) and counter-terrorist financing (CTF) screening provider Compli-Serve In today's complex regulatory environment, the importance of effective anti-money...

New tool launched to help small businesses create privacy notices

CompliNEWS | Financial Service Intelligence Watch New tool launched to help small businesses create privacy notices A new, easy-to-use tool has been launched in the UK to assist small businesses and sole traders in creating bespoke privacy notices, ensuring they...