Crux Compliance Practitioners

Compliance Stewardship

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We support the letter and spirit of the law

Crux Compliance Practitioners are an independent Christian based compliance practice registered with the Financial Services Conduct Authority since March 2005. It was started by financial planners, for financial planners.

We are a value-based compliance offering and seeks to partner with Financial Service Providers who share the same vision for the Financial Services Industry. We support both the letter and the spirit of the law.

 

We have a dynamic team that strive for excellence

Meet our Team

 

Mr JB Joannides CPrac (SA)

Justin has been approved compliance officer with the financial services board since 2011, he previously held senior management positions within industry and has over 15 years’ experience in financial services which include operations, client service and distribution.

Mrs N Joannides

(Business Administration) – Natalia has a number of years’ experience in management and assist us with our training and accounts departments.

Ms. P Soma CPrac(SA)

Pervina is our compliance associate in Johannesburg South. Our partnership with Pervina provides us with greater understanding of the changing financial services landscape.

Mrs. S Venter

Suzette is our compliance associate in Mpumulanga. Suzette has over 10 years’ experience in compliance management. She is an invaluable asset to our team.

Adding context to your choices

OUR LATEST BLOGS

FSTC BEE reporting demands deemed unlawful

From CompliNEWS | Financial Service Intelligence Watch FSTC BEE reporting demands deemed unlawful In a groundbreaking development for the financial services industry, the Financial Services Transformation Council (FSTC) has admitted that it lacks the legal or...

Strategic planning tools

From CompliNEWS | Financial Service Intelligence Watch Strategic planning tools - By Lee Rossini Planning is a crucial component of success for any small business. A well-thought-out plan can help a business navigate challenges, capitalise on opportunities, and...

FST Debarment considerations

From CompliNEWS | Financial Service Intelligence Watch Moagi v Clientele: Sales agent induced unemployed customer to buy a product that she could not afford Financial Services Tribunal ('FST' or 'the Tribunal') The following matter was handed down by the FST on 21...

Fica Sanction Screening and Customer Due Diligence

From CompliNEWS | Financial Service Intelligence Watch Guidance note: Differences between sanctions screening and customer due diligence (CDD) Sanctions screening and customer due diligence (CDD) are essential elements of compliance with the Financial Intelligence...

Fica Key Learnings

From CompliNEWS | Financial Service Intelligence Watch Key learnings from Sunlight Financial Services - FICA non-compliance case: A cautionary tale for all accountable institutions The recent Financial Sector Conduct Authority (FSCA) sanction against Sunlight...

How the COFI Bill will affect the retirement industry

by Nettalie Viljoen - Moonstone Information Refinery The FSCA has highlighted key upcoming changes in the retirement industry as the Conduct of Financial Institutions (COFI) Bill moves closer to enactment, including a new provision that will bring employers under the...

Financial Advice Intangible Service

From CompliNEWS | Financial Service Intelligence Watch Financial advice as an intangible service By Lee Rossini Giving financial advice is an intangible service – it doesn’t involve a physical product that clients can see, touch or easily quantify. Instead, it...

FIC R7.8 million Penalty

From CompliNEWS | Financial Service Intelligence Watch Law firm's R7.8m penalty for compliance failures upheld by FIC appeal board The Financial Intelligence Centre (FIC) appeal board recently dismissed an appeal from Kunene Ramapala Incorporated, a law firm penalised...

Restraint of Trade

From CompliNEWS | Financial Service Intelligence Watch Restraint of Trade: True North Holdings, Cash Converters and Another v Sky Gecko Software Lab and Another Western Cape High Court Parties: True North Holdings, Cash Converters and Another v Sky Gecko Software Lab...

FSCA revises the timelines for the roll-out of Omni-CBR

FSCA REVISES THE TIMELINES FOR THE ROLL-OUT OF OMNI-CBR Posted on 7 December 2023 by Moonstone Information Refinery The FSCA this week provided an update on developments with the cross-sectoral Conduct of Business Return (Omni-CBR) planned for financial institutions....