Crux Compliance Practitioners

Compliance Stewardship

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We support the letter and spirit of the law

Crux Compliance Practitioners are an independent Christian based compliance practice registered with the Financial Services Conduct Authority since March 2005. It was started by financial planners, for financial planners.

We are a value-based compliance offering and seeks to partner with Financial Service Providers who share the same vision for the Financial Services Industry. We support both the letter and the spirit of the law.

 

We have a dynamic team that strive for excellence

Meet our Team

 

Mr JB Joannides CPrac (SA)

Justin has been approved compliance officer with the financial services board since 2011, he previously held senior management positions within industry and has over 15 years’ experience in financial services which include operations, client service and distribution.

Mrs N Joannides

(Business Administration) – Natalia has a number of years’ experience in management and assist us with our training and accounts departments.

Ms. P Soma CPrac(SA)

Pervina is our compliance associate in Johannesburg South. Our partnership with Pervina provides us with greater understanding of the changing financial services landscape.

Mrs. S Venter

Suzette is our compliance associate in Mpumulanga. Suzette has over 10 years’ experience in compliance management. She is an invaluable asset to our team.

Adding context to your choices

OUR LATEST BLOGS

Tribunal rules against former Sanlam representative in signature dispute

by Moonstone Information Refinery The Financial Services Tribunal (FST) has upheld the debarment of a representative who falsely claimed that a client signed application documentation via an in-person link. Joash Daniels Nadasen’s association with Sanlam Life...

Information Regulator opens 2024-25 PAIA annual reporting period

From CompliNEWS | Financial Service Intelligence Watch Information Regulator opens 2024/25 PAIA annual reporting period The Information Regulator of South Africa has officially called on all public and private bodies to submit their Annual PAIA Reports for the...

FSCA New Digital Platform

by Nettalie Viljoen | Moonstone FSCA says new digital platform will streamline compliance and regulation The Financial Sector Conduct Authority is advancing its digital transformation with the Integrated Regulatory System (IRS), an automated platform designed to...

FSCA eyes contingency as COFI Bill progress slows

From CompliNEWS | Financial Service Intelligence Watch FSCA eyes contingency as COFI Bill progress slows The Financial Sector Conduct Authority (FSCA) is preparing contingency measures as delays in the enactment of the long-anticipated Conduct of Financial...

Crypto compliance obligations for CASPs in South Africa – A practical guide

From CompliNEWS | Financial Service Intelligence Watch Practice note: Crypto compliance obligations for CASPs in South Africa - A practical guide As South Africa continues to strengthen its regulatory grip on crypto assets, Crypto Asset Service Providers (CASPs) must...

Compliance readiness key to navigating disputes landscape in 2025

From CompliNEWS | Financial Service Intelligence Watch Compliance readiness key to navigating disputes landscape in 2025 Baker McKenzie's Global Disputes Forecast 2025 places regulatory compliance at the heart of risk mitigation strategies as global businesses brace...

AML/CFT | Strict enforcement will be the new normal

by Nettalie Viljoen - From Moonstone As Maya Angelou said, “If you don’t know where you’ve come from, you don’t know where you’re going.” South Africa is close to exiting the FATF grey list, having resolved 20 of 22 deficiencies. National Treasury expects the final...

Wiesner v First National Bank(debarment)

From CompliNEWS | Financial Service Intelligence Watch Wiesner v First National Bank (a division of FirstRand Bank Limited) (debarment) Financial Services Tribunal ('FST' or 'the Tribunal') Parties: Wiesner v First National Bank (a division of FirstRand Bank Limited)...

Risk Management

From CompliNEWS | Financial Service Intelligence Watch Risk Management By Lee Rossini Risk is an inherent part of every business, project, or endeavour. Whether it's financial uncertainty, operational hazards, cybersecurity threats, or compliance risks, all businesses...

Guidance on the Risk Management and Compliance Programme

From CompliNEWS | Financial Service Intelligence Watch Guidance on the Risk Management and Compliance Programme (RMCP) - Guidance Note 7A (GN 7A) released by FIC The Financial Intelligence Centre (FIC) has released Guidance Note 7A (GN 7A), providing updated guidance...