Compliance Archives - Page 2 of 5 - CRUX Compliance Practitioners

Strydom v Sanlam Life

Justin Joannides August 18, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch Strydom v Sanlam Life (Sanlam adviser loses urgent court bid to preserve 28-year relationship despite succeeding on key racial remark argument) The Western…

South Africa identified as Africa’s cybercrime epicentre

Justin Joannides August 18, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch South Africa identified as Africa’s cybercrime epicentre SA is now the epicentre of cybercriminal activity in Africa, transitioning from an opportunistic target to…

Guidance Note 7B: How extensively must RMCPs be updated?

Justin Joannides August 18, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch Guidance Note 7B: How extensively must RMCPs be updated? The short answer is that every accountable institution should conduct and document a GN…

FSCA enforcement reaches record levels. What the 2025-2026 Regulatory Actions Report means for financial institutions

Justin Joannides August 18, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch FSCA enforcement reaches record levels: What the 2025/2026 Regulatory Actions Report means for financial institutions The Financial Sector Conduct Authority’s latest Regulatory Actions…

Debarment: Dube v Pineapple Tech

Justin Joannides August 18, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch Dube v Pineapple Tech (Representative’s debarment for call manipulation upheld) Financial Services Tribunal (‘FST’ or ‘the Tribunal) Parties: Dube v Pineapple Tech (Pty)…

Building an ethical culture

Justin Joannides August 18, 2026 No Comments

From CompliNEWS Ethics | Financial Services Intelligence Watch Building an ethical culture By Lee Rossini In financial services, trust is a valuable asset. Clients trust financial institutions with all aspects…

Analysis – How the FSCA compares with leading international financial regulators

Justin Joannides August 18, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch Analysis – How the FSCA compares with leading international financial regulators By James George, Compli-Serve There is no reliable global league table for…

‘Almost compliant’ still means non-compliant

Justin Joannides August 18, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch ‘Almost compliant’ still means non-compliant Masthead reports that many accountable institutions mistakenly equate having an RMCP, approved policies and completed training records with…

Under COFI, what you do matters more than what you are

Justin Joannides June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch COFI is steadily moving from the discussion phase into practical reality, and many firms are still underestimating just how significant the shift will…

Tribunal reinforces importance of confidentiality and ethical conduct in financial services

Justin Joannides June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch The Financial Services Tribunal has dismissed an application by former Discovery Life Limited representative Anja Foster to reconsider her debarment, reinforcing the industry’s…

Category: Compliance