by cruxadmin | Apr 30, 2025 | Blog
FINANCIAL STATEMENTS 30 JUNE Just a friendly reminder that FSP’s with Financial Year End 28 February, the 2025 financial statements are due for submission onto the FSCA by 30 June 2025. Should the 2025 financials be ready, we will gladly assist with the FAIS...
by cruxadmin | Apr 30, 2025 | Blog
ANNUAL PAIA REPORTS 30 JUNE The Information Regulator has requested all public and private bodies to submit Annual Reports for the 2023-2024 financial year by 30 June 2025, in terms of PAIA, Notice PAIA Reports Submission and Requirements: Submission must be done via...
by cruxadmin | Apr 30, 2025 | Blog
With the next CPD cycle for the 2023 /2024 period having begun on 1 June 2024 and ending 31 May 2025, we wish to remind FSP’s, key individuals and representatives that CPD is one of the outcomes of the Fit and Proper Requirements is to ensure that persons who render...
by cruxadmin | Apr 23, 2025 | Blog
From CompliNEWS | Financial Service Intelligence Watch FSCA Industry Review reveals critical gaps in complaints management across financial institutions – A compliance perspective The Financial Sector Conduct Authority’s (FSCA) 2025 Complaints Management...
by cruxadmin | Apr 23, 2025 | Blog
From CompliNEWS | Financial Service Intelligence Watch No record of advice, no defence – Ombud reinforces importance of keeping advice records A recent case cited by the FAIS Ombud has highlighted a critical compliance failure — the inability of a financial...
by cruxadmin | Apr 23, 2025 | Blog
From CompliNEWS | Financial Service Intelligence Watch Practice Note: POPIA and the expanding reach of the right to privacy The constitutional right to privacy, enshrined in section 14 of the Constitution, continues to play a critical role in legal developments and...
by cruxadmin | Apr 23, 2025 | Blog
FICA : RISK AND COMPLIANCE MANAGEMENT PROGRAMME GOVERNANCE The accountable institution’s RMCP document must provide for all the requirements as set out in section 42 read with section 42A of the FIC Act and regular interval dates upon when the RMCP will be reviewed....
by cruxadmin | Apr 23, 2025 | Blog
From CompliNEWS | Financial Service Intelligence Watch Succession Planning By Lee Rossini Succession planning is a vital aspect of any business, particularly in the financial services arena, where clients build long-term relationships with their financial planners. A...
by cruxadmin | Mar 27, 2025 | Blog
by Moonstone Information Refinery The Financial Services Tribunal (FST) has upheld the debarment of a representative who falsely claimed that a client signed application documentation via an in-person link. Joash Daniels Nadasen’s association with Sanlam Life...
by cruxadmin | Mar 27, 2025 | Blog
From CompliNEWS | Financial Service Intelligence Watch Information Regulator opens 2024/25 PAIA annual reporting period The Information Regulator of South Africa has officially called on all public and private bodies to submit their Annual PAIA Reports for the...
