Compliance Archives - CRUX Compliance Practitioners

The role of financial coaching in financial advice

Justin Joannides September 17, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch The role of financial coaching in financial advice By Lee Rossini Financial coaching is a valuable service offered by some financial advice businesses…

Operational resilience moves to the centre of the compliance function

Justin Joannides September 17, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch The Volkov Group reports that KPMG’s 2026 Global Chief Ethics and Compliance Officer Survey, based on responses from 725 CCOs, points to a…

Capitec and Ninety One sanctioned over FICA control weaknesses

Justin Joannides September 17, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch News24 reports that the Prudential Authority has imposed administrative sanctions on Capitec Bank and Ninety One Assurance Limited following inspections conducted in 2023,…

AI in the boardroom raises new governance questions for directors

Justin Joannides September 17, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch The Cape Argus reports that AI is increasingly being used by boards to assess financial information, identify risks and support strategic decisions, but…

FIC issues Directive 12: Mandatory annual RMCP submissions

Justin Joannides September 16, 2026 No Comments

The Financial Intelligence Centre (FIC) has officially issued the final [Directive 12] on the submission of risk management and compliance programmes, under section 43A(1) of the Financial Intelligence Centre Act…

Material IT and cyber incidents

Justin Joannides September 15, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch Material IT and cyber incidents: The 24-hour clock is now a practical compliance test The Financial Sector Conduct Authority (FSCA) and Prudential Authority…

Information Regulator signals tougher POPIA and PAIA enforcement

Justin Joannides September 15, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch Compli-Serve reports that South Africa’s Information Regulator is moving from awareness and guidance towards more active enforcement under both POPIA and PAIA. The…

Good governance starts where minimum compliance ends

Justin Joannides September 15, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch Writing in Business Day, Dr Sibongile Vilakazi makes an important distinction between meeting the legal duties of a director and genuinely exercising good…

FICA Beneficial Ownership Competence

Justin Joannides September 15, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch Draft Joint Standard on beneficial ownership: Time to comment is running out Financial institutions have until 25 September 2026 to comment on the…

TFS List amended – Accountable institutions must re-screen existing clients

Justin Joannides August 18, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch TFS List amended – Accountable institutions must re-screen existing clients The Financial Intelligence Centre has advised that the South African Targeted Financial Sanctions…

Category: Compliance