Compliance Archives - CRUX Compliance Practitioners

Under COFI, what you do matters more than what you are

Ant Brandt June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch COFI is steadily moving from the discussion phase into practical reality, and many firms are still underestimating just how significant the shift will…

Tribunal reinforces importance of confidentiality and ethical conduct in financial services

Ant Brandt June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch The Financial Services Tribunal has dismissed an application by former Discovery Life Limited representative Anja Foster to reconsider her debarment, reinforcing the industry’s…

Tribunal reinforces honesty, integrity and procedural principles in three recent matters

Ant Brandt June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence By Compli-Serve Recent decisions from the Financial Services Tribunal have once again highlighted the importance of honesty, integrity, disclosure and procedural fairness within South…

The great relicensing: How CoFI will reshape financial services

Ant Brandt June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch Moneyweb reports that South Africa’s long-awaited Conduct of Financial Institutions (CoFI) Bill is moving closer to implementation and could trigger one of the…

Source of funds more than just collecting documents

Ant Brandt June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch By Compli-Serve Many accountable institutions are comfortable verifying a client’s identity, but source of funds checks often remain a blind spot. A certified…

Money laundering convictions overturned

Ant Brandt June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch Mpumalanga High Court (Mbombela) Parties: Mncwango v State (A39/2025) [2026] ZAMPMBHC 46 (29 May 2026) Judgment date: 29 May 2026 Keywords: Criminal law…

Enforcement notices for PoPIA and PAIA breaches

Ant Brandt June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch Fairsure, Gray Swan, GQM and Louw Risk fined R4.98 million for FICA compliance failures The Financial Sector Conduct Authority (FSCA) has imposed administrative…

Discovery Life ruling places renewed spotlight on claims governance and TCF obligations

Ant Brandt June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch When it comes to Severe Illness Benefit claims, the illness itself – not the paperwork that confirms it – is the decisive event,…

AML Amendment Bill signals major expansion of FICA compliance obligations

Ant Brandt June 9, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch The General Laws (Anti-Money Laundering and Combating Terrorism Financing) Amendment Bill (B15-2026) was formally introduced into the National Assembly on 27 May 2026…

Succession or sale options at retirement

Ant Brandt May 4, 2026 No Comments

From CompliNEWS | Financial Services Intelligence Watch Succession or sale options at retirement By Lee Rossini As financial planners approach retirement, succession planning should be a strategic decision rather than…

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