FSCA FAIS Inspections

FSCA FAIS Inspections

NOTICE OF ONSITE INSPECTION IN TERMS OF SECTION 132 OF THE FINANCIAL SECTOR REGULATION ACT, NO 9 OF 2017 Financial Sector Conduct Authority (the Authority) conducts inspections in terms of section 132 of FSR Act The purpose for which the Financial Sector Conduct...
FSCA FAIS Complaints Survey

FSCA FAIS Complaints Survey

From CompliNEWS | Financial Service Intelligence Watch FSCA launches Comprehensive Complaints Management Survey The Financial Services Conduct Authority (FSCA) has announced the commencement of a pivotal complaints management survey. This initiative is designed to...
FICA : R870, 000 Fine

FICA : R870, 000 Fine

From CompliNEWS | Financial Service Intelligence Watch CIPC updates electronic communication protocols for legal document delivery The Companies and Intellectual Property Commission (CIPC) has recently published a notice in the Government Gazette, outlining...
FST Masebe v Standard bank

FST Masebe v Standard bank

From CompliNEWS | Financial Service Intelligence Watch Mpho Caroline Masebe v Standard Bank (when and under what circumstances a person becomes a representative subject to debarment) Financial Services Tribunal (‘FST’ or ‘Tribunal’) The...