by cruxadmin | Nov 10, 2023 | Blog
By Moonstone Information Refinery The FAIS Ombud’s 2022/23 includes case studies of where the Office was able to resolve disputes by way of a settlement. Below are four case studies. Misrepresentation by a representative – Background to the complaint The...
by cruxadmin | Nov 6, 2023 | Blog
From CompliNEWS | Financial Service Intelligence Watch Enhancing security in business relationships: Understanding UBO identification Compli-Serve In today’s legal and technological landscape, businesses must take stringent measures against fraud, aligning with...
by cruxadmin | Nov 6, 2023 | Blog
From CompliNEWS | Financial Service Intelligence Watch FSCA initiates verification process for financial institution owners and directors, including criminal records; notes from Compli-Serve The FSCA has recently issued Communication 27 of 2023, which pertains to the...
by cruxadmin | Nov 6, 2023 | Blog
From CompliNEWS | Financial Service Intelligence Watch Navigating the world of AML compliance in Fintech In the fast-paced realm of Fintech, where traditional financial giants, tech titans and agile start-ups vie for dominance, the importance of Anti-Money Laundering...
by cruxadmin | Nov 6, 2023 | Blog
From CompliNEWS | Financial Service Intelligence Watch The crucial role of compliance in strategic business discussions In today’s rapidly evolving and highly regulated business landscape, compliance has emerged as a pivotal function within organisations. Gone...
