by cruxadmin | Aug 3, 2021 | Blog
Compli-Serve Know your customer (KYC) procedures, including where appropriate, taking reasonable measures to identify the source of a customer’s wealth and the source of a customer’s funds are an important part of any AML/CTF programme. When undertaken effectively and...
by cruxadmin | Jul 31, 2021 | Blog
Have you taken photos with clients to post on LinkedIn, Facebook or Twitter? Perhaps you’ve shared screenshots from a webinar you attended or a joint video meeting that you were part of. Many financial planners and other professionals are using this strategy in...
by cruxadmin | Jul 25, 2021 | Blog
Advantages to getting hybrid workplace right CompliNEWS By all indications the future of work is hybrid. But getting hybrid right will be hard, writes Jim Keane, president and CEO of Steelcase Ince, in a Harvard Business Review report. Deciding who works from the...
by cruxadmin | Jul 22, 2021 | Blog
Joanne Bailey, Ancillary Financial Services] CompliNEWS Data protection laws (such as the GDPR in the EU, DPA in the UK or PoPIA in South Africa) generally agree that anyone processing personal data may only transfer it to someone outside of the country under certain...
by cruxadmin | Jul 1, 2021 | Blog
Ross G Saunders CompliNEWS It happened, POPIA finally got signed in, and we had a grace period. A few ‘early adopters’ had been working on their compliance for a few years already, mostly the banks and big enterprise, but also software companies and...
